Internal Auditor Basic Training Workshop - Charlotte, NC
Internal Auditor Basic Training Workshop
About this Event
Join us for a unique, interactive course that "walks you through" the Internal Audit process. The instructors focus on bring out the "tradecraft" needed to be an effective and efficient internal auditor.
"This course is not just for auditors or new auditors. It is for anyone who wants an understanding of the relationship between business objectives, risk, control, assessment and reporting."
This comprehensive internal audit training course is for anyone who wants to have a strong base of knowledge and understanding of the essential audit and the personal skills to become a successful internal auditor.
We present the "Audit Life Cycle": Discover how audits are planned (based on an assessment of risk); how audits are conducted (fieldwork including interviewing, identifying internal controls, methods of testing, audit sampling, workpaper documentation); how audits are reported (identifying, prioritizing and communicating internal control deficiencies); and how to follow up on audit findings.
Relax and learn through expert instructor presentations, group discussions, role-playing, audit exercises, white-board diagramming and simulations.
We present this event in over 40 locations each year to an average of four attendees per event. We have this delivery approach to allow for a focus on individual development and learning from our very experienced auditor educators.
This timely, three-day CPE training seminar is designed for the new internal auditor and individuals who have to create effective audit workpapers in performing internal audits and then communicate the results to management.
. What are Auditing Standards?
. Understanding Risk Assessment.
. Understanding the elements of an effective organizational culture.
. Best Practices in creating an internal audit function.
. Best Practices in conducting audit fieldwork.
. Best Practices for testing internal controls and business processes.
. Audit verbal and written communications defined.
. Best Practices for testing internal controls.
. Best Practices in creating internal audit reporting tools.
. What to include and not include in each audit report.
. Essential sections of each type of audit report.
. How to properly document credibility determinations.
. Principles of clear and concise reporting.
Event Learning Objectives
. Understand why the internal audit function exists as a major entity level control.
. Review the different standards that can be applied to the audit function: IIA, PCAOB, Yellow Book, Green Book, COSO, ISACA, ISO, NIST, etc.
. How to identify risks at all levels in the Enterprise Risk Model.
. How to categorize risk and construct an effective internal audit plan that has both strategic and tactical goals.
. Understand how auditors are not the managers of an organization.
. Learn the Dr. Kotter's Eight Stage Process to guide the internal audit functions role in creating positive changes in an organization.
. Understand how an audit is conducted.
. Understand how to use the S.P.I.N (Situation - Problem - Implication - Need) in interviewing and documenting audit findings.
. Understand how to create mature business and administrative processes using the elements of a maturity model.
. How to evaluate and document internal controls.
. Knowledge of the best techniques for gathering audit evidence.
. See the importance of preparing quality workpapers.
. Discuss interpersonal and team-building skills.
. Understand how to motivate management to create effective "Management Action Plans" concerning audit findings.
. Review how to create an effective executive summary that
Charlotte, NC 28202
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